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• Always check before you invest:
1. Deal only with registered with SEBI/Exchange, the market intermediaries.
2. Your broker/agent/depository participant should be given very clear and definite directives.
3. Be firm to have genuine contract notes from your broker and verify them on the Exchange website.
4. At all times, use the normal banking channels with the market intermediaries to clear up the dues.
5. Make sure that you check the credentials of the companies you plan to invest from websites of Exchanges and companies.
6. Your risk bearing capacity needs to match the risk involved.
7. The Risk Disclosure Document statement should be carefully read and understood before registering as client with any Intermediary.
8. Be cautious about stocks, which show a sudden spurt in price or trading activity, especially low price stocks.
9. There are no definite returns on investment in stock markets, so you need to be informed.
10. Beware low-price stocks showing sudden spurt in price or trading activity.
11. Never deal with brokers/sub-brokers, or unregistered intermediaries.
12. Never trust the rumors.
13. Never believe the promises of guaranteed returns.
14. Check the approvals and registrations from Government are actually for trading stocks.
15. Keep your Demat Transaction slip book safe.
16. Financial performance of Companies in print and electronic media should not alter your decision.
17. Do not copy investment decisions of others.

There are also various rules and regulations, concerning the Client Protection that you need to follow, such as, registrations, transaction, execution margins, settlements, and Income tax regulations.
Some basic rules for Future Traders:
1. Money management techniques to support trading.
2. Make your profit goal and then take a position only when you know where you are and where you are going.
3. Never trade many markets with a small capital.
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